The reports between colleagues
PDF versionThe reports between colleagues are regulated by exact rules of correctness, consideration, courtesy, cordiality and confidentiality.
Considered manifestations of courtesy and of consideration are the timeliness and the promptitude in the reports with the colleagues.
Also manifestations of courtesy and of consideration are the confidentiality on the typology of the colleague's clientele, avoiding to ask, between colleagues, questions of personal, professional, economic nature and similar that the good educational sense and the professional ethics define confidential, personal and/or sensitive.
The independent consultant in financial investments cannot use improper and offensive expressions while exercising the professional activity, not even in reprisal against colleagues or third persons for incorrect behaviour.
The young independent consultant in financial investments must treat the senior colleague with regard, who, with suggestions and advice, serves him as a guide and model in the exercise of the profession.
The independent consultant in financial investments must abstain from expressing judgements or launch actions susceptible of damaging the reputation of the colleagues without founded motive.
The independent consultant in financial investments cannot put himself directly in contact with a client from whom he knows is assisted by another colleague, without the colleague's consent. This also applies with reference to the reports between colleagues inside an associated office, and to the colleagues who terminate a contract or the agreement of professional association existing between them.
Thereby the independent consultant in financial investments, called to substitute a colleague, also has to observe procedures and correct formalities and has to behave with loyalty.